For a complete compilation of Investment Adviser Firms currently registered with the SEC and states securities regulators, download the Investment Adviser Data.

The IAPD database provides information about investment adviser firms registered with the SEC and most state-registered investment adviser firms. The SEC typically regulates larger …

One of the most valuable tools available to investors is the SEC’s Investment Adviser Public Disclosure (IAPD) system. It allows you to research an advisor’s background, uncover past …

The Investment Adviser Public Disclosure (IAPD) website is provided by the SEC to help investors find financial advisors and conduct due diligence on advisors and advisory firms to review …

Sep 2, 2025 · These files contain information about investment advisers who are registered with the SEC or who are filing reports as Exempt Reporting Advisers with the SEC.

The IAPD system is a joint project between the SEC, State Securities Regulators and the Financial Industry Regulatory Authority (FINRA). The IAPD system contains information from …

All information filed by advisers on Form ADV is available on IAPD, except for certain personal identifying information. The IAPD website is available 24 hours a day, free of charge. Investors …

Managed by the U.S. Securities and Exchange Commission (SEC), the IAPD is a public database that allows investors to research investment advisers and firms before — or after — hiring …

Learn how to use the SEC IAPD database to vet advisers, uncover red flags, and protect your investments. A practical guide from Bakhtiari & Harrison.

For historical data prior to January 1, 2025, Form ADV Part 1 and Form ADV-W Data Files for SEC registered investment advisers and for SEC exempt reporting advisers is available in .csv …