Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds, resulting in hundreds of thousands of ordinary investors getting stuck with inflated tax bills.
The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.
The Security and Exchange Commission (SEC) filed a lawsuit against Elon Musk, owner of social media giant X (formerly known ...
Hindenburg is not under investigation by the SEC, to our knowledge, and any suggestion to the contrary is false, the firm ...
The U.S. Securities and Exchange Commission on Thursday settled charges against hedge fund Two Sigma over failure to address ...
In Gary Gensler's last attempt, US SEC has sued Helium Network's Nova Labs alleging that it sold ‘unregistered securities’ ...
The United States Securities and Exchange Commission (SEC) has charged Nova Labs, the firm behind the open-source Helium ...
In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...
(Reuters) - Celsius Holdings, the fitness beverage company, will pay a $3 million civil fine to resolve charges it accounted ...
In another 11th-hour court loss for Chair Gary Gensler's tenure, judges in a Coinbase case again call the SEC's crypto ...
Nasdaq and Canary Capital Group submitted new filings to the US Securities and Exchange Commission this week that are key to ...
A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...
Gary Gensler’s Securities and Exchange Commission (SEC) branded Binance.US “a cauldron of fraud,” and used its power and ...
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