Jed Finn says the firm's wealth unit could easily meet its operating margin goals if it simply stopped spending money to support advisors. But it's not about to do that.

New York City-based Zeplyn has raised $3 million in seed funding for its AI assistant for financial advisors. The Zeplyn Meeting Assistant takes unstructured conversational data and turns it into ...

The numbers are getting murkier, and the politics with a slim majority in the House and the minutiae of Senate reconciliation rules look anything but easy.

More planners are dropping their FINRA registration but keeping some ties to independent wealth management firms once thought ...

Advisors who have volunteered their time and expertise said they have reaped the rewards along with those they have served.

Large-cap funds are generally defined as those that invest in companies with over $10 billion in market capitalization and ...

Morgan Stanley and Edward Jones meanwhile are giving their advisors new stomping ground in midtown Manhattan offices.

As the former president reenters the White House, significant changes to Medicare could be on the horizon. Here's what to ...

Financial advisors, tax professionals and their clients will need to make careful planning decisions about claiming Social ...

There's financial outlay and risk, but the rewards of investing in a well-run, growth-minded advisory firm can be huge.

A new partnership with the tech firm Carta will position Morgan Stanley at Work to manage stock-compensation plans for more ...

Large brokerages with 500 or more registered representatives will be paying an additional $415,000 annually to FINRA under a ...