The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and ...

In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...

On December 11, 2024, the U.S. Court of Appeals for the Fifth Circuit (“Fifth Circuit”) vacated the U.S. Securities and Exchange Commission’s ...

The US Securities and Exchange Commission sues Elon Musk saying he failed to disclose Twitter ownership in a timely manner.

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...

The has SEC said that starting in April 2022, it authorized an investigation into whether any securities laws were broken in ...

Katie Barlow discusses the Securities and Exchange Commission recently suing Elon Musk over his purchase of social media app, ...

In another 11th-hour court loss for Chair Gary Gensler's tenure, judges in a Coinbase case again call the SEC's crypto ...

The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...

A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...

Alexander C. Drylewski, Daniel Michael and Shaud G. Tavakoli of Skadden, Arps, Slate, Meagher & Flom LLP discuss lawsuits ...

The Securities and Exchange Commission, which is responsible for enforcing laws against market manipulation, says the SpaceX ...